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UNITED STATES |
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SECURITIES AND EXCHANGE COMMISSION |
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Washington, D.C. 20549 |
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SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 2)*
uniQure N.V.
(Name of Issuer)
Ordinary Shares
(Title of Class of Securities)
N90064101
(CUSIP Number)
December 31, 2016
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o |
Rule 13d-1(b) |
o |
Rule 13d-1(c) |
x |
Rule 13d-1(d) |
*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. N90064101 |
Schedule 13G |
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1. |
Names of Reporting Persons | |||||
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions) | |||||
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(a) |
o | ||||
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(b) |
o | ||||
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3. |
SEC Use Only | |||||
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4. |
Citizenship or Place of Organization | |||||
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Number of |
5. |
Sole Voting Power | |||||
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6. |
Shared Voting Power | ||||||
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7. |
Sole Dispositive Power | ||||||
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8. |
Shared Dispositive Power | ||||||
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9. |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | |||||
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11. |
Percent of Class Represented by Amount in Row (9) | |||||
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12. |
Type of Reporting Person (See Instructions) | |||||
CUSIP No. N90064101 |
Schedule 13G |
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1. |
Names of Reporting Persons | |||||
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions) | |||||
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(a) |
o | ||||
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(b) |
o | ||||
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3. |
SEC Use Only | |||||
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4. |
Citizenship or Place of Organization | |||||
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Number of |
5. |
Sole Voting Power | |||||
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6. |
Shared Voting Power | ||||||
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7. |
Sole Dispositive Power | ||||||
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8. |
Shared Dispositive Power | ||||||
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9. |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | |||||
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11. |
Percent of Class Represented by Amount in Row (9) | |||||
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12. |
Type of Reporting Person (See Instructions) | |||||
CUSIP No. N90064101 |
Schedule 13G |
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1. |
Names of Reporting Persons | |||||
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions) | |||||
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(a) |
o | ||||
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(b) |
o | ||||
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3. |
SEC Use Only | |||||
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4. |
Citizenship or Place of Organization | |||||
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Number of |
5. |
Sole Voting Power | |||||
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6. |
Shared Voting Power | ||||||
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7. |
Sole Dispositive Power | ||||||
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8. |
Shared Dispositive Power | ||||||
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9. |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | |||||
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11. |
Percent of Class Represented by Amount in Row (9) | |||||
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12. |
Type of Reporting Person (See Instructions) | |||||
CUSIP No. N90064101 |
Schedule 13G |
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1. |
Names of Reporting Persons | |||||
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions) | |||||
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(a) |
o | ||||
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(b) |
o | ||||
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3. |
SEC Use Only | |||||
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4. |
Citizenship or Place of Organization | |||||
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Number of |
5. |
Sole Voting Power | |||||
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6. |
Shared Voting Power | ||||||
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7. |
Sole Dispositive Power | ||||||
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8. |
Shared Dispositive Power | ||||||
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9. |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | |||||
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11. |
Percent of Class Represented by Amount in Row (9) | |||||
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12. |
Type of Reporting Person (See Instructions) | |||||
CUSIP No. N90064101 |
Schedule 13G |
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1. |
Names of Reporting Persons | |||||
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions) | |||||
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(a) |
o | ||||
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(b) |
o | ||||
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3. |
SEC Use Only | |||||
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4. |
Citizenship or Place of Organization | |||||
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Number of |
5. |
Sole Voting Power | |||||
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6. |
Shared Voting Power | ||||||
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7. |
Sole Dispositive Power | ||||||
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8. |
Shared Dispositive Power | ||||||
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9. |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | |||||
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11. |
Percent of Class Represented by Amount in Row (9) | |||||
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12. |
Type of Reporting Person (See Instructions) | |||||
CUSIP No. N90064101 |
Schedule 13G |
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1. |
Names of Reporting Persons | |||||
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2. |
Check the Appropriate Box if a Member of a Group (See Instructions) | |||||
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(a) |
o | ||||
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(b) |
o | ||||
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3. |
SEC Use Only | |||||
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4. |
Citizenship or Place of Organization | |||||
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Number of |
5. |
Sole Voting Power | |||||
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6. |
Shared Voting Power | ||||||
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7. |
Sole Dispositive Power | ||||||
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8. |
Shared Dispositive Power | ||||||
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9. |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o | |||||
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11. |
Percent of Class Represented by Amount in Row (9) | |||||
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12. |
Type of Reporting Person (See Instructions) | |||||
CUSIP No. N90064101 |
Schedule 13G |
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Item 1. | |||||
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(a) |
Name of Issuer: | |||
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(b) |
Address of the Issuers Principal Executive Offices: 1105 BA Amsterdam The Netherlands | |||
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Item 2. | |||||
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(a) |
Name of Person Filing: Coöperatieve Gilde Healthcare II UA Gilde Healthcare II Management BV Marc Olivier Perret Edwin de Graaf Martemanshurk BV (100% owned by Pieter van der Meer) | |||
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(b) |
Address of Principal Business Office or if none, Residence: Newtonlaan 91 3584 BP Utrecht The Netherlands | |||
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(c) |
Citizenship: | |||
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(d) |
Title and Class of Securities: | |||
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(e) |
CUSIP Number: | |||
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Item 3. |
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Not applicable. | |||||
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Item 4. |
Ownership: | ||||
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. | |||||
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(a) |
Amount beneficially owned: | |||
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Gilde Healthcare Holding BV |
1,056,946 shares | ||
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Coöperatieve Gilde Healthcare II UA |
1,056,946 shares | ||
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Gilde Healthcare II Management BV |
1,056,946 shares | ||
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Marc Olivier Perret |
1,056,946 shares | ||
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Edwin de Graaf |
1,056,946 shares | ||
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Martemanshurk BV (100% owned by Pieter van der Meer) |
1,056,946 shares | ||
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Coöperatieve Gilde Healthcare II UA directly owns 1,047,046 ordinary shares of the Issuer and a warrant to purchase 9,900 ordinary shares of the Issuer (the Shares). The manager of Coöperatieve Gilde Healthcare II UA is Gilde Healthcare II Management BV which is owned by Gilde Healthcare Holding BV. The three managing partners of Gilde Healthcare Holding BV are Edwin de Graaf, Marc Olivier Perret and Martemanshurk BV (of which Pieter van der Meer is the owner and manager). | |||
CUSIP No. N90064101 |
Schedule 13G |
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Each of Messrs. Perret, De Graaf, van der Meer and Martemanshurk BV disclaim beneficial ownership of the Shares except to the extent of his or its pecuniary interest therein. | |||||
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(b) |
Percent of class: | |||||
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Gilde Healthcare Holding BV |
4.2% | ||||
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Coöperatieve Gilde Healthcare II UA |
4.2% | ||||
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Gilde Healthcare II Management BV |
4.2% | ||||
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Marc Olivier Perret |
4.2% | ||||
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Edwin de Graaf |
4.2% | ||||
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Martemanshurk BV (100% owned by Pieter van der Meer) |
4.2% | ||||
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(c) |
Number of shares as to which the person has: | |||||
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(i) |
Sole power to vote or to direct the vote: | ||||
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Gilde Healthcare Holding BV |
0 shares | |||
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Coöperatieve Gilde Healthcare II UA |
0 shares | |||
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Gilde Healthcare II Management BV |
0 shares | |||
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Marc Olivier Perret |
0 shares | |||
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Edwin de Graaf |
0 shares | |||
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Martemanshurk BV (100% owned by Pieter van der Meer) |
0 shares | |||
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(ii) |
Shared power to vote or to direct the vote: | ||||
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Gilde Healthcare Holding BV |
1,056,946 shares | |||
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Coöperatieve Gilde Healthcare II UA |
1,056,946 shares | |||
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Gilde Healthcare II Management BV |
1,056,946 shares | |||
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Marc Olivier Perret |
1,056,946 shares | |||
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Edwin de Graaf |
1,056,946 shares | |||
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Martemanshurk BV (100% owned by Pieter van der Meer) |
1,056,946 shares | |||
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Includes a warrant to purchase 9,900 ordinary shares of the Issuer. |
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(iii) |
Sole power to dispose or to direct the disposition of: |
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Gilde Healthcare Holding BV |
0 shares |
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Coöperatieve Gilde Healthcare II UA |
0 shares |
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Gilde Healthcare II Management BV |
0 shares |
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Marc Olivier Perret |
0 shares |
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Edwin de Graaf |
0 shares |
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Martemanshurk BV (100% owned by Pieter van der Meer) |
0 shares |
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(iv) |
Shared power to dispose or to direct the disposition of: |
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Gilde Healthcare Holding BV |
1,056,946 shares |
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Coöperatieve Gilde Healthcare II UA |
1,056,946 shares |
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Gilde Healthcare II Management BV |
1,056,946 shares |
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Marc Olivier Perret |
1,056,946 shares |
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Edwin de Graaf |
1,056,946 shares |
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Martemanshurk BV (100% owned by Pieter van der Meer) |
1,056,946 shares |
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Includes a warrant to purchase 9,900 ordinary shares of the Issuer. |
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CUSIP No. N90064101 |
Schedule 13G |
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Item 5. |
Ownership of Five Percent or Less of a Class: |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following x. | |
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Item 6. |
Ownership of More than Five Percent on Behalf of Another Person: |
Not Applicable | |
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Item 7. |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person: |
Not Applicable | |
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Item 8. |
Identification and Classification of Members of the Group: |
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Item 9. |
Notice of Dissolution of Group: |
Not Applicable |
CUSIP No. N90064101 |
Schedule 13G |
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Item 10. |
Certifications: |
Not Applicable |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Gilde Healthcare Holding BV | ||||||||
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By: |
/s/ / Marc Olivier Perret |
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By: |
/s/ Edwin de Graaf |
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By: |
/s/ Pieter van der Meer | |
Name: |
Marc Olivier Perret |
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Name: |
Edwin de Graaf |
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Name: |
Martemanshurk BV | |
Title: |
Managing Partner |
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Title: |
Managing Partner |
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By: |
Pieter van der Meer |
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Title: |
Managing Partner |
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***** | ||||||||
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Coöperatieve Gilde Healthcare II U.A. | ||||||||
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By: |
/s/ / Marc Olivier Perret |
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By: |
/s/ Edwin de Graaf |
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By: |
/s/ Pieter van der Meer | |
Name: |
Marc Olivier Perret |
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Name: |
Edwin de Graaf |
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Name: |
Martemanshurk BV | |
Title: |
Managing Partner |
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Title: |
Managing Partner |
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By: |
Pieter van der Meer |
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Title: |
Managing Partner |
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***** | ||||||||
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Gilde Healthcare II Management BV | ||||||||
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By: |
/s/ Marc Olivier Perret |
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By: |
/s/ Edwin de Graaf |
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By: |
/s/ Pieter van der Meer | |
Name: |
Marc Olivier Perret |
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Name: |
Edwin de Graaf |
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Name: |
Martemanshurk BV | |
Title: |
Managing Partner |
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Title: |
Managing Partner |
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By: |
Pieter van der Meer |
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Title: |
Managing Partner |
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***** | ||||||||
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By: |
/s/ / Marc Olivier Perret |
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By: |
/s/ Edwin de Graaf |
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By: |
/s/ Pieter van der Meer | |
Name: |
Marc Olivier Perret |
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Name: |
Edwin de Graaf |
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Name: |
Martemanshurk BV | |
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By: |
Pieter van der Meer |
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Title: |
Managing Partner |
February 3, 2017
Exhibit 1
JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k)(1)
The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing statements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning him, her or it contained herein, but shall not be responsible for the completeness and accuracy of the information concerning the other entities or persons, except to the extent that he, she or it knows or has reason to believe that such information is inaccurate.
Date: February 3, 2017
Gilde Healthcare Holding BV | ||||||||
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By: |
/s/ Marc Olivier Perret |
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By: |
/s/ Edwin de Graaf |
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By: |
/s/ Pieter van der Meer | |
Name: |
Marc Olivier Perret |
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Name: |
Edwin de Graaf |
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Name: |
Martemanshurk BV | |
Title: |
Managing Partner |
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Title: |
Managing Partner |
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By: |
Pieter van der Meer |
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Title: |
Managing Partner |
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***** | ||||||||
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Coöperatieve Gilde Healthcare II U.A. | ||||||||
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By: |
/s/ Marc Olivier Perret |
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By: |
/s/ Edwin de Graaf |
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By: |
/s/ Pieter van der Meer | |
Name: |
Marc Olivier Perret |
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Name: |
Edwin de Graaf |
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Name: |
Martemanshurk BV | |
Title: |
Managing Partner |
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Title: |
Managing Partner |
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By: |
Pieter van der Meer |
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Title: |
Managing Partner |
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***** | ||||||||
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Gilde Healthcare II Management BV | ||||||||
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By: |
/s/ / Marc Olivier Perret |
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By: |
/s/ Edwin de Graaf |
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By: |
/s/ Pieter van der Meer | |
Name: |
Marc Olivier Perret |
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Name: |
Edwin de Graaf |
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Name: |
Martemanshurk BV | |
Title: |
Managing Partner |
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Title: |
Managing Partner |
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By: |
Pieter van der Meer |
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Title: |
Managing Partner |
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***** | ||||||||
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By: |
/s/ / Marc Olivier Perret |
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By: |
/s/ Edwin de Graaf |
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By: |
/s/ Pieter van der Meer | |
Name: |
Marc Olivier Perret |
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Name: |
Edwin de Graaf |
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Name: |
Martemanshurk BV | |
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By: |
Pieter van der Meer |
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Title: |
Managing Partner |